Capital Markets Compliance Adviser Needed At Global Banking Group Job Details
Industry:
Other
Job Type: Full Time
Post Date: 14/12/2011
Job Description: The Compliance Adviser's responsibilities will include: Identifying areas of compliance risk and developing resolution plans Reviewing proposed, new and revised rules and regulations Draft and implement new policies and procedures Control room support with wall crossings and conflicts Respond to regulatory inquiries and investigations Conduct training on regulatory matters for a broad range of business units Key skills required: 5+ years Compliance experience At least 1 year experience in an advisory capacity in investment banking Excellent understanding of DCM product areas ? Debt advisory, fixed income, loan markets and Financial Institutions DCM Excellent understanding of the regulations and legal regime governing these product areas Corporate and or investment banking experience essential Confidence amongst senior stakeholders Team player Location: City of London Salary: £80 - £90,000 If you have a solid grasp of DCM products in investment banking and wish to further your career at a reputed Global Banking Group, kindly send your CV to me at m.richards(at)realstaffing.com. Upon receiving your CV I shall review and I shall get in touch to submit your profile (Real Staffing Group acts as an Employment Agency and an Employment Business)
Company Name: The IT Job Board
Job Type: Full Time
Post Date: 14/12/2011
Job Description: The Compliance Adviser's responsibilities will include: Identifying areas of compliance risk and developing resolution plans Reviewing proposed, new and revised rules and regulations Draft and implement new policies and procedures Control room support with wall crossings and conflicts Respond to regulatory inquiries and investigations Conduct training on regulatory matters for a broad range of business units Key skills required: 5+ years Compliance experience At least 1 year experience in an advisory capacity in investment banking Excellent understanding of DCM product areas ? Debt advisory, fixed income, loan markets and Financial Institutions DCM Excellent understanding of the regulations and legal regime governing these product areas Corporate and or investment banking experience essential Confidence amongst senior stakeholders Team player Location: City of London Salary: £80 - £90,000 If you have a solid grasp of DCM products in investment banking and wish to further your career at a reputed Global Banking Group, kindly send your CV to me at m.richards(at)realstaffing.com. Upon receiving your CV I shall review and I shall get in touch to submit your profile (Real Staffing Group acts as an Employment Agency and an Employment Business)
Company Name: The IT Job Board
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