Head Of European Compliance At Quantitative Trading House, LDN Job Details
Industry:
Other
Job Type: Full Time
City: -- London
Post Date: 21/11/2011
Job Description: A multi asset class quantitative trading and technology firm is looking to hire a Head of European Compliance for its London offices. The firm has their headquarters in New York and has recently opened up the London office whilst the company is growing it has successfully positioned itself at the intersection of technology and finance. Responsibilities include: Working closely with senior management to design a comprehensive compliance program Leading the firm's registration process with the FSA Advise on all aspects on MiFID and MiFID II, the FSA Handbook, ESMA technical guidance and the EU regulatory framework Be primary liaison between the firm and regulators Develop internal policies and documented procedures to comply with FSA and EU regulators Ensure that compliance initiatives are implemented successfully and that employees are appropriately knowledgeable on relevant material. My client is looking for a bright, ambitious compliance officer with a strong academic background, solid regulatory experience and a practical, constructive approach. Candidates need to have experience with compliance monitoring, periodic filing requirements, transaction reporting and other regulatory responsibilities. Whilst experience in the FSA or as a solicitor is preferred.
Company Name: The IT Job Board
Job Type: Full Time
City: -- London
Post Date: 21/11/2011
Job Description: A multi asset class quantitative trading and technology firm is looking to hire a Head of European Compliance for its London offices. The firm has their headquarters in New York and has recently opened up the London office whilst the company is growing it has successfully positioned itself at the intersection of technology and finance. Responsibilities include: Working closely with senior management to design a comprehensive compliance program Leading the firm's registration process with the FSA Advise on all aspects on MiFID and MiFID II, the FSA Handbook, ESMA technical guidance and the EU regulatory framework Be primary liaison between the firm and regulators Develop internal policies and documented procedures to comply with FSA and EU regulators Ensure that compliance initiatives are implemented successfully and that employees are appropriately knowledgeable on relevant material. My client is looking for a bright, ambitious compliance officer with a strong academic background, solid regulatory experience and a practical, constructive approach. Candidates need to have experience with compliance monitoring, periodic filing requirements, transaction reporting and other regulatory responsibilities. Whilst experience in the FSA or as a solicitor is preferred.
Company Name: The IT Job Board
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